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1
2
3
4
5
6
1.
7
Coopers & Lybrand
4
PECC
1985
6
Clive Brown
JF ( )
8
MBA
MBA
2.
9
3.
4.
JF
10
11
1
2
3
4
5
6
7
8
12
13
14
股东会
董事会
风险管理委员会
督察长 经营管理层
监察稽核部
风险评估联席会议
风险管理部
15
16
17
18
(4)
95566
www.boc.cn
19
20
21
700
96528 962528
(17)
http://www.gdb.com.cn
(18)
22
(19)
981
8 15-23
www.srcb.com
021-962999
23
24
25
26
27
28
29
30
31
32
33
34
×
×
35
36
37
38
39
40
41
42
43
44
45
1 5%
f
20%
g
10%
h
10%
j
46
64,615,680.84
47
0.999 0.999
69,722,723.16 0.989 0.989
%
1 - -
- -
2 126,927,378.50 93.35
126,927,378.50 93.35
- -
3 - -
4 - -
- -
5 6,809,123.19 5.01
6 2,230,599.49 1.64
7 135,967,101.18 100.00
2011 9 30
1 38,003,900.00 28.29
2 - -
3 - -
- -
4 35,969,082.00 26.77
48
5 29,808,000.00 22.19
6 - -
7 23,146,396.50 17.23
8 - -
9 126,927,378.50 94.48
2011 9 30
( )
1 010107 21 245,000 25,472,650.00 18.96
2 010203 02 125,000 12,531,250.00 9.33
3 1181151 11 CP01 100,000 9,949,000.00 7.41
4 1181135 11 CP02 100,000 9,947,000.00 7.40
5 1181197 11 CP01 100,000 9,912,000.00 7.38
250,000.00
-
49
-
1,846,110.58
134,488.91
-
-
-
2,230,599.49
( )
(%)
1 110015 7,866,900.00 5.86
2 113001 4,549,500.00 3.39
3 110011 2,627,100.00 1.96
4 110013 1,858,400.00 1.38
5 125731 1,515,290.00 1.13
6 110016 997,169.60 0.74
5
6
50
A
2009/06/24-2009/12/31 1.20% 0.04% -1.58% 0.05% 2.78% -0.01%
2010/01/01-2010/12/31 2.37% 0.06% -0.87% 0.10% 3.24% -0.04%
2011/01/01-2011/09/30 -3.57% 0.16% -0.70% 0.10% -2.87% 0.06%
B
2009/06/24-2009/12/31 0.90% 0.03% -1.58% 0.05% 2.48% -0.02%
2010/01/01-2010/12/31 1.98% 0.06% -0.87% 0.10% 2.85% -0.04%
2011/01/01-2011/09/30 -3.89% 0.16% -0.70% 0.10% -3.19% 0.06%
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
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73
74
75
76
77
78
79
80
81
82
83
84
99 20
99 20
021-38794999
021-68881170
2
86
1 5%
f
20%
g
10%
h
10%
k
10
87
2
4
1
2
3
4
5
6
7
8
88
89
90
91
92
93
94
4
95
96
15
97
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101
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